Red Flags Rule Assessment

This module provides an overview of federal tax information (FTI), outlines penalties for unauthorized disclosure, and best practices for avoiding unauthorized disclosure.

This module covers The Sarbanes-Oxley Act of 2002 (SOX), a law enacted to combat major, large-scale corporate and accounting fraud. In this module, we’ll review SOX mandates to enhance corporate responsibility, improve financial disclosures and combat corporate and accounting fraud.